The Honorable Charles E. Grassley (R-IA)
United States Senator
The Honorable Kenneth W. Dam
Deputy Secretary of the Treasury
The Honorable Larry D. Thompson
Deputy Attorney General
Mr. Stuart Eizenstat
Partner
Covington and Burling
Mr. Alvin James, Jr.
Principal
Ernst and Young, LLP
Ms. Elisse B. Walter
Executive Vice President
Regulatory Policy and Programs
National Association of Securities Dealers
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