Senate Banking, Housing and Urban Affairs Committee

Subcommittee on Securities


Hearing on Fees Collected Under the Securities Act of 1933 and
the Securities Exchange Act of 1934

10:00 a.m., Wednesday, March 24, 1999

Witness List and Prepared Testimony:

The Honorable Arthur Levitt, Jr.
Chairman
Securities and Exchange Commission

Chairman Levitt is accompanied by
Mr. James O'Connell
Executive Director
Securities and Exchange Commission

Mr. Marc Lackritz
President
Securities Industry Association

Mr. Lee Korins
President and CEO
Security Traders Association

Mr. Arthur Kearney
Chairman
Security Traders Association

Mr. Robert W. Seijas
Executive Vice President
Fleet Specialists
Co-President of the Specialists Association

Mr. Seijas is accompanied by
Mr. Andrew Cader
Senior Managing Director
Spear, Leeds & Kellogg
Vice President of the Specialists Association

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