Senate Banking, Housing and Urban Affairs Committee
Subcommittee on Securities
Hearing on Fees Collected Under the Securities Act of 1933 and
the Securities Exchange Act of 1934
10:00 a.m., Wednesday, March 24, 1999
Witness List and Prepared Testimony:
The Honorable Arthur Levitt, Jr.
Chairman
Securities and Exchange Commission
Chairman Levitt is accompanied by
Mr. James O'Connell
Executive Director
Securities and Exchange Commission
Mr. Marc Lackritz
President
Securities Industry Association
Mr. Lee Korins
President and CEO
Security Traders Association
Mr. Arthur Kearney
Chairman
Security Traders Association
Mr. Robert W. Seijas
Executive Vice President
Fleet Specialists
Co-President of the Specialists Association
Mr. Seijas is accompanied by
Mr. Andrew Cader
Senior Managing Director
Spear, Leeds & Kellogg
Vice President of the Specialists Association
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