Hearings
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Management and Structural Reforms at the SEC: A Progress Report

Securities, Insurance, and Investment

Wednesday, November 16, 2011
09:30 AM - 11:30 AM
538 Dirksen Senate Office Building

[view archive webcast]

COMMITTEE ON BANKING, HOUSING, AND URBAN AFFAIRS SUBCOMMITTEE ON SECURITIES, INSURANCE, AND INVESTMENT

will meet in OPEN SESSION to conduct a hearing entitled “Management and Structural Reforms at the SEC: A Progress Report.” The witnesses will be: Mr. Robert S. Khuzami, Director, Division of Enforcement; Ms. Meredith Cross, Director, Division of Corporation Finance; Mr. Robert W. Cook, Director, Division of Trading and Markets; Ms. Eileen Rominger, Director, Division of Investment Management; Mr. Craig Lewis, Director, Division of Risk, Strategy and Financial Innovation; and Mr. Carlo V. di Florio, Director, Office of Compliance Inspections and Examination.

All hearings are webcasted live and will not be available until the hearing starts. Individuals with disabilities who require an auxiliary aid or service, including closed captioning service for webcast hearings, should contact the committee clerk at 202-224-7391 at least three business days in advance of the hearing date.

Witnesses

Panel 1

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