Full Committee Hearing
A Review of Self-Regulatory Organizations in the Securities Markets
Topic
will meet in OPEN SESSION to conduct a hearing on “A Review of Self-Regulatory Organizations in the Securities Markets.”
Witnesses
Witness Panel 1
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Mr.
Richard C.
Ferlauto
Director of Corporate Governance and Pension InvestmentAmerican Federation of State, County and Municipal Employees
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Mr.
Robert
Glauber
Chairman and CEONational Association of Securities Dealers
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Dr.
Henry
Hu
Allan Shivers Chair in the Law of Banking and FinanceUniversity of Texas School of Law
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Mr.
Marc
Lackritz
PresidentSecurities Industry Association
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Mr.
John
Thain
CEONew York Stock Exchange
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Ms.
Ann
Yerger
Executive DirectorCouncil of Institutional Investors