Full Committee Hearing
Alleged Stanford Financial Group Fraud: Regulatory and Oversight Concerns and the Need for Reform
Topic
The witnesses on Panel I will be: Mr. Craig Nelson, Investor in Stanford Securities, Alabama; Mr. Troy Lillie, Investor in Stanford Securities, Louisiana; Ms. Leyla Wydler, Former Vice President Financial Advisor, Stanford Financial Group; Professor Onnig Dombalagian, George Denegre Professor of Law, Tulane University Law School. The witnesses on Panel II will be Ms. Rose Romero, Regional Director, U.S. Securities and Exchange Commission; and Mr. Daniel M. Sibears, Executive Vice President, Member Regulation Programs, Financial Industry Regulatory Authority (FINRA).
Witnesses
Witness Panel 1
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Professor
Onnig
Dombalagian
George Denegre Professor of LawTulane University Law School
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Mr.
Troy
Lillie
InvestorStanford Securities, Louisiana
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Mr.
Craig
Nelson
InvestorStanford Securities, Alabama
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Ms.
Leyla
Wydler
Former Vice President Financial AdvisorStanford Financial Group
Witness Panel 2
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Ms.
Rose
Romero
Regional DirectorFort Worth Regional Office, U.S. Securities and Exchange Commission
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Mr.
Daniel M.
Sibears
Executive Vice PresidentMember Regulation Programs, Financial Industry Regulatory Authority (FINRA)