Oversight
Oversight of the SEC’s Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance
Topic
The witness on panel I will be: H. David Kotz, Esq., Inspector General of the U.S. Securities and Exchange Commission. The witnesses on panel II will be: Mr. Harry Markopolos, Chartered Financial Analyst and Certified Fraud Examiner; Robert Khuzami, Esq., Director of the Division of Enforcement, U.S. Securities and Exchange Commission; and John Walsh, Esq., Acting Director of the Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission.
Witnesses
Majority Statements
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Senator
Tim
Johnson
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Senator
Jack
Reed
Minority Statements
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Senator
Richard C.
Shelby
Witness Panel 1
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H. David
Kotz
Inspector GeneralU.S. Securities and Exchange Commission
Witness Panel 2
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Robert
Khuzami
Director, Division of EnforcementU.S. Securities and Exchange Commission
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Robert
Khuzami
Director, Division of EnforcementU.S. Securities and Exchange Commission
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Mr.
Harry
Markopolos
Chartered Financial Analyst and Certified Fraud Examiner