Oversight

Oversight of the SEC’s Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance

Date:   Thursday, September 10, 2009 Time:   02:30 PM

Open in New Window

Topic

The witness on panel I will be: H. David Kotz, Esq., Inspector General of the U.S. Securities and Exchange Commission. The witnesses on panel II will be: Mr. Harry Markopolos, Chartered Financial Analyst and Certified Fraud Examiner; Robert Khuzami, Esq., Director of the Division of Enforcement, U.S. Securities and Exchange Commission; and John Walsh, Esq., Acting Director of the Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission.

Witnesses

Majority Statements

  1. Senator Tim Johnson
  2. Senator Jack Reed

Minority Statements

  1. Senator Richard C. Shelby

Witness Panel 1

  1. H. David Kotz
    Inspector General
    U.S. Securities and Exchange Commission

Witness Panel 2

  1. Robert Khuzami
    Director, Division of Enforcement
    U.S. Securities and Exchange Commission
  2. Robert Khuzami
    Director, Division of Enforcement
    U.S. Securities and Exchange Commission
  3. Mr. Harry Markopolos
    Chartered Financial Analyst and Certified Fraud Examiner