Full Committee Hearing

Dark Pools, Flash Orders, High Frequency Trading, and Other Market Structure Issues

Date:   Wednesday, October 28, 2009 Time:   09:30 AM

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The witness on Panel I will be: The Honorable Edward Kaufman, United States Senator. The witnesses on Panel II will be: James A. Brigagliano, Esq., Co-Acting Director of the Division of Trading and Markets, U.S. Securities and Exchange Commission; Dr. Frank Hatheway, Senior Vice President and Chief Economist, NASDAQ OMX; William O'Brien, Esq., Chief Executive Officer, Direct Edge; Mr. Christopher Nagy, Managing Director of Order Routing Sales & Strategy, Ameritrade; Mr. Daniel Mathisson, Managing Director and Head of Advanced Execution Services, Credit Suisse; Mr. Robert C. Gasser, President and Chief Executive Officer, Investment Technology Group; Mr. Peter Driscoll, Chairman, Security Traders Association; and Mr. Adam C. Sussman, Director of Research, TABB Group. Individuals with disabilities who require an auxiliary aid or service, including closed captioning service for webcast hearings, should contact the committee clerk at 202-224-7391 at least three business days in advance of the hearing date.


Minority Statements

  1. Senator Jim Bunning

Witness Panel 1

  1. Honorable Edward Kaufman
    United States Senator

Witness Panel 2

  1. James A. Brigagliano, Esq.
    Co-Acting Director of the Division of Trading and Markets
    U.S. Securities and Exchange Commission
  2. Mr. Peter Driscoll
    Security Traders Association
  3. Mr. Robert C. Gasser
    Chief Executive Officer and President
    Investment Technology Group
  4. Mr. Frank Hatheway
    Senior Vice President and Chief Economist
  5. Mr. Dan Mathisson
    Head of U.S. Equity Trading
    Credit Suisse Securities LLC
  6. Mr. Christopher Nagy
    Managing Director of Order Routing Sales & Strategy
  7. William O'Brien, Esq.
    Chief Executive Officer
    Direct Edge
  8. Mr. Adam C. Sussman
    Director of Research
    TABB Group