Full Committee Hearing

Management and Structural Reforms at the SEC: A Progress Report

Date:   Wednesday, November 16, 2011 Time:   09:30 AM

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COMMITTEE ON BANKING, HOUSING, AND URBAN AFFAIRS SUBCOMMITTEE ON SECURITIES, INSURANCE, AND INVESTMENT will meet in OPEN SESSION to conduct a hearing entitled “Management and Structural Reforms at the SEC: A Progress Report.” The witnesses will be: Mr. Robert S. Khuzami, Director, Division of Enforcement; Ms. Meredith Cross, Director, Division of Corporation Finance; Mr. Robert W. Cook, Director, Division of Trading and Markets; Ms. Eileen Rominger, Director, Division of Investment Management; Mr. Craig Lewis, Director, Division of Risk, Strategy and Financial Innovation; and Mr. Carlo V. di Florio, Director, Office of Compliance Inspections and Examination. All hearings are webcasted live and will not be available until the hearing starts. Individuals with disabilities who require an auxiliary aid or service, including closed captioning service for webcast hearings, should contact the committee clerk at 202-224-7391 at least three business days in advance of the hearing date.


Witness Panel 1

  1. Mr. Robert W. Cook
    SEC Division of Trading and Markets
  2. Ms. Meredith Cross
    SEC Division of Corporation Finance
  3. Mr. Carlo V. di Florio
    Office of Compliance Inspections and Examination
  4. Mr. Robert S. Khuzami
    SEC Division of Enforcement
  5. Mr. Craig Lewis
    Division of Risk, Strategy, and Financial Innovation
  6. Ms. Eileen Rominger
    Division of Investment Management