Full Committee Hearing

Oversight of the Status of the Consolidated Audit Trail

Date:   Tuesday, October 22, 2019 Time:   10:00 AM Location:   Dirksen Senate Office Building 538

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Topic

THE COMMITTEE ON BANKING, HOUSING, AND URBAN AFFAIRS will meet in OPEN SESSION to conduct a hearing entitled “Oversight of the Status of the Consolidated Audit Trail.” The witnesses will be: Ms. Shelly Bohlin, President & Chief Operating Officer of FINRA CAT LLC, FINRA; Ms. Judy McDonald, Chair, CAT NMS Plan Advisory Committee; and Mr. Michael Simon, Chair, CAT NMS Plan Operating Committee.

All hearings are webcast live and will not be available until the hearing starts. Individuals with disabilities who require an auxiliary aid or service, including closed captioning service for webcast hearings, should contact the committee clerk at 202-224-7391 at least three business days in advance of the hearing date.

Member Statements

  1. Chairman Mike Crapo (R - ID)
  2. Ranking Member Sherrod Brown (D - OH)

Witnesses

  1. Ms. Shelly Bohlin
    President & Chief Operating Officer of FINRA CAT LLC
    FINRA
  2. Ms. Judy McDonald
    Chair
    CAT NMS Plan Advisory Committee
  3. Mr. Michael Simon
    Chair
    CAT NMS Plan Operating Committee