Full Committee Hearing

Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: Fund Costs and Distribution Practices

Date:   Wednesday, March 31, 2004 Time:   02:30 PM

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The Committee will meet in OPEN SESSION to conduct the nineth in a series of hearings reviewing the current investigations and regulatory actions in the mutual fund industry.


Witness Panel 1

  1. Honorable Daniel K. Akaka (D-HI)
    United States Senator
  2. Honorable Susan Collins (R-ME)
    United States Senator
  3. Honorable Peter Fitzgerald (R-IL)
    United States Senator
  4. Honorable Carl Levin (D-MI)
    United States Senator

Witness Panel 2

  1. Mr. Paul G. Haaga, Jr.
    Executive Vice President and Director of Capitol Research and Management Company, and Chairman of the Investment Company Institute
  2. Mr. Chet Helck
    President and Chief Operating Officer
    Raymond James Financial
  3. Mr. Thomas Putnam
    Founder and CEO
    Fenimore Asset Management
  4. Mr. Edward Siedle
    Founder and President
    The Benchmark Companies
  5. Mr. Mark Treanor
    General Counsel and Head of Legal Department
    Wachovia Corporation