Full Committee Hearing

Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: Fund Operations and Governance

Date:   Tuesday, March 23, 2004 Time:   10:00 AM

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Topic

The Committee will meet in OPEN SESSION to conduct the sixth in a series of hearings on "A Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: Fund Operations and Governance."

Witnesses

Witness Panel 1

  1. Professor Mercer Bullard
    Associate Professor of Law
    University of Mississippi School of Law
  2. Mr. William D Lutz
    Professor of English
    Rutgers University
  3. Mr. Robert Pozen
    Non-Executive Chairman
    Massachusetts Financial Services Co.
  4. Ms. Barbara Roper
    Director of Investor Protection
    Consumer Federation of America