Full Committee Hearing

Venture Exchanges and Small-Cap Companies

Date:   Tuesday, March 10, 2015 Time:   10:00 AM

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the COMMITTEE ON BANKING, HOUSING, AND URBAN AFFAIRS SUBCOMMITTEE ON SECURITIES, INSURANCE, AND INVESTMENT will meet in OPEN SESSION to conduct a hearing on “Venture Exchanges and Small-Cap Companies.” The witnesses will be: Mr. Stephen Luparello, Director of Division of Trading and Markets, U.S. Securities and Exchange Commission; Mr. Thomas Farley, President, NYSE Group; and Mr. Nelson Griggs, Executive Vice President of Listing Services, NASDAQ OMX Group. Additional witnesses may be announced at a later date. All hearings are webcast live and will not be available until the hearing starts. Individuals with disabilities who require an auxiliary aid or service, including closed captioning service for webcast hearings, should contact the committee clerk at 202-224-7391 at least three business days in advance of the hearing date.