Witness List

Sibears, Daniel M. Executive Vice President Member Regulation Programs, Financial Industry Regulatory Authority (FINRA)

08/17/09 Alleged Stanford Financial Group Fraud: Regulatory and Oversight Concerns and the Need for Reform

Siedle, Edward Founder and President The Benchmark Companies

03/31/04 Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: Fund Costs and Distribution Practices

Siggerud, Kate Director of Physical Infrastructure Government Accountability Office

06/27/06 Oversight of SAFETEA-LU Implementation: The Current State of Progress and Future Outlook

Silbert, Barry Chief Executive Officer SecondMarket, Inc.

12/14/11 Examining Investor Risks in Capital Raising

Silk, Mitchell A. Assistant Secretary-Designate The Department of the Treasury

11/20/19 Nomination Hearing

Silk, Mitchell A. Assistant Secretary-Designate The Department of the Treasury

Silvers, Damon Policy Director and Special Counsel American Federation of Labor and Congress of Industrial Organizations

06/28/18 Legislative Proposals to Examine Corporate Governance

Silvers, Damon Associate General Counsel AFL-CIO

03/07/06 Assessing the Current Oversight and Operation of Credit Rating Agencies

Silvers, Damon Director of Policy and Special Counsel AFL-CIO

04/29/10 Short-termism in Financial Markets

Silvers, Damon Associate General Counsel AFL-CIO

03/10/09 Enhancing Investor Protection and the Regulation of Securities Markets

Silvers, Damon Associate General Counsel AFL-CIO

07/12/07 A Global View: Examining Cross-Border Exchange Mergers

Simmons, Harris Chief Executive Officer and Chairman Zions Bancorporation, on behalf of the Regional Bank Coalition

06/15/17 Fostering Economic Growth: Midsized, Regional and Large Institution Perspective

Simon, Michael Chair CAT NMS Plan Operating Committee

10/22/19 Oversight of the Status of the Consolidated Audit Trail

Simon, Michael Chair CAT NMS Plan Operating Committee

Simpson, Ms. Anne Senior Portfolio Manager, Global Equity California Public Employees' Retirement System

07/12/11 Enhanced Investor Protection After the Financial Crisis

Simpson, James S. Administrator - Designate Federal Transit Administration

03/14/06 Pending Nominations to FTA and Ginnie Mae

Simpson, Anne Executive Director International Corporate Governance Network

11/14/07 Shareholder Rights and Proxy Access

Sims, Ron Deputy Secretary United States Department of Housing and Urban Development

06/30/10 Green Housing for the 21st Century: Retrofitting the Past and Building an Energy-Efficient Future

Sims, Ronald Deputy Secretary-Designate U.S. Department of Housing and Urban Development

04/23/09 Nomination Hearing

Sinder, Scott The Scott Group, on behalf of the Council of Insurance Agents & Brokers

07/11/06 Insurance Regulation Reform

Singh, Daleep Senior Fellow, Adjunct Professor Atlantic Council, Johns Hopkins University

09/12/18 Countering Russia: Assessing New Tools

Singh, J.J. Vice President for Financial and Communications Services Flying J, Inc.

10/04/07 Examining the Regulation and Supervision of Industrial Loan Companies

Singh, Manisha Assistant Secretary Bureau of Economic and Business Affairs, United States Department of State

Singh, Dinakar Founder and Chief Executive Officer TPG Axon Capital

07/15/09 Regulating Hedge Funds and Other Private Investment Pools

Sinha, Gyan Senior Managing Director and Head of ABS and CDO Research Bear Sterns & Co. Inc.

04/17/07 Subprime Mortgage Market Turmoil: Examining the Role of Securitization

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