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Saunders, Margot Managing Attorney National Consumer Law Center

03/01/06 Consideration of Regulatory Relief Proposals

Sauter, George Chief Investment Officer and Managing Director The Vanguard Group

05/18/05 Regulation NMS and Recent Market Developments

Savarese , Dorothy Chairman, President & CEO The Cape Cod Five Cents Savings Bank, on behalf of the American Bankers Association

06/08/17 Fostering Economic Growth: The Role of Financial Institutions in Local Communities

Savitt, Marc on behalf of National Association of Mortgage Brokers

04/19/05 Proposals for Reforming the Regulation of the Government-Sponsored Enterprises

Scalia, Eugene Partner Gibson, Dunn, & Crutcher

07/08/15 The Role of the Financial Stability Board in the U.S. Regulatory Framework

Schacht, Kurt Managing Director, Centre for Financial Market Integrity Chartered Financial Analyst (CFA) Institute

05/16/06 Role of Hedge Funds in our Capital Markets

Schacht, Kurt Managing Director, Centre for Financial Market Integrity Chartered Financial Analyst (CFA) Institute

09/06/06 Stock Options Backdating

Schaefer, Marcus President and CEO Truliant Federal Credit Union

07/19/11 Enhanced Consumer Financial Protection After the Financial Crisis

Schapiro, Mary Vice Chairman of NASD and President of NASD Regulatory Policy & Oversight National Association of Securities Dealers

03/10/04 Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: The Regulatory Landscape

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

05/20/10 Examining the Causes and Lessons of the May 6th Market Plunge

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

05/12/11 Oversight of Dodd-Frank Implementation: Monitoring Systemic Risk and Promoting Financial Stability

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

12/06/11 Continued Oversight of the Implementation of the Wall Street Reform Act

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

09/30/10 Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

07/23/09 Establishing a Framework for Systemic Risk Regulation

Schapiro, Mary Vice Chairman and President, Regulatory Policy and Oversight National Association of Securities Dealers

11/17/05 A Review of the GAO Report on the Sale of Financial Products to Military Personnel

Schapiro, Mary Chairman-Designate of New York The Securities and Exchange Commission

01/15/09 Nomination Hearing

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

07/21/11 Enhanced Oversight After the Financial Crisis: The Wall Street Reform Act at One Year

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

12/08/10 Examining the Efficiency, Stability, and Integrity of the U.S. Capital Markets

Schapiro, Mary Chairman and Chief Executive Officer NASD

05/17/07 Consolidation of NASD and the Regulatory Functions of the NYSE: Working Towards Improved Regulation

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

03/10/11 The Fiscal Year 2012 Budget for the Securities and Exchange Commission

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

05/22/12 Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

02/17/11 Oversight of Dodd-Frank Implementation: A Progress Report by the Regulators at the Half-Year Mark

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

04/12/11 Building the New Derivatives Regulatory Framework: Oversight of Title VII of the Dodd-Frank Act

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

06/21/12 Perspectives on Money Market Mutual Fund Reforms

Schapiro, Mary Chairman U.S. Securities and Exchange Commission

03/26/09 Enhancing Investor Protection and the Regulation of Securities Markets – Part II

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